| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of Capital Market Supervisory Board TorThor. 25/2556 |
Outsourcing Operational Function relating to Business Operation to Third Party (Synopsis) |
|
   |
| 17/05/2013 |
16/06/2013 |
| 3. |
Notification of the Office of the Securities and Exchange Commission 7/2546 |
|
|
|
| 23/07/2003 |
01/08/2003 |
| 4. |
Notification of the Office of the Securities and Exchange Commission 32/2552 |
|
|
|
| 03/08/2009 |
01/09/2009 |
| 5. |
Notification of the Office of the Securities and Exchange Commission 19/2549 |
|
|
|
| 08/05/2006 |
16/05/2006 |
| 6. |
Notification of the Office of the Securities and Exchange Commission OrThor. 7/2549 |
Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider |
|
|
| 08/05/2006 |
16/05/2006 |
| 7. |
Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 34/2547 |
Re: Operational Control and Information Technology Security of Securities Companies |
|
|
| 20/07/2004 |
01/02/2005 |
| 8. |
Notification of the Office of the Securities and Exchange Commission OrThor./Nor. 5/2547 |
Re: Guidelines for the Operation Control and Security Policy on Information Technology of the Securities Company |
|
|
| 20/07/2004 |
01/01/2005 |
| 9. |
Circular 29/2557 |
|
|
|
| 09/09/2014 |
|
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